In highly decentralized political systems such as found in Italy and in federal countries as in the United States of America (US), the economic and financial crisis beginning in 2008 gave way to a more assertive role of the central government in various policy areas including health. In the case of the Italian National Health Service (NHS), the central government – under pressure by the European Union and financial markets– intensified earlier efforts to impose cost containment policies, partially re-centralizing the policy-making process and strictly limiting the financial and organizational autonomy of Regions with high deficits. In the case of the Private Health insurance (PHI) system of the US, the economic turmoil of 2008 onwards provided a context in which dramatic federal health reform would unfold with the passing of the Patient Protection and Affordable Care Act (ACA) of 2010. In comparative terms, the Italian and the US cases represent two highly dissimilar systems that responded to problem pressure with similar recourse to the regulatory apparatus of central government, however, to different ends: in Italy, recentralization aimed at better cost containment of regional spending on health care in order to compensate for larger economic deficits; whereas in the US, the assertion of the central government’s role as regulator was aimed at welfare state expansion. Where the two systems converge is in the global economic climate of crisis that took off in 2008, as well as in the intergovernmental setting in which they operate –namely, the highly regionalized political context of health care policy in Italy and the federal system of the US. Following the logic of a Most Different Systems Design (MDSD) (Przeworski and Tuene 1970; Peters 1998), the present comparative study asks, what role do the financial crisis and the analogous intergovernmental context surrounding healthcare policy play in explaining the recentralization observed between two highly divergent system types? In order to answer this question, we will first describe developments in the changing role of the state for each case during the post-2008 period, particularly with a view to earlier evidence of regulatory hybridization in line with Rothgang et al. (2010) and Frisina Doetter et al. (2015). Once described, we seek, in a second step, to explain the emergence of recentralization, focusing on the role of the financial crisis and intergovernmental politics, as these variables interact with system-specific deficits and problem pressure to define the course of regulatory changes. The study uses qualitative methods of process tracing, relying on primary and secondary literature. The chapter is organized as follows: after outlining core theoretical assumptions regarding the changing role of the state in health care, as well as the research design and methods, findings for the Italian and US case studies will be presented separately before being drawn into comparative perspective. The paper concludes by reflecting on the need of revising the concept of hybridization to allow for a greater analytical focus on territorial shifts in power that reflect intergovernmental ties, which is key to understanding developments in healthcare systems within highly decentralized political contexts.

Redéfinir le rôle de l’État dans le soins de santé: une analyse comparative de l’Italie et des États-Unis / L. Frisina-Doëtter, S. Neri (MONDES MÉDITERRANÉENS). - In: Systèmes de santé et politiques de soins: vers de noveaux défis? / [a cura di] G. Ferréol. - Prima edizione. - Louvain-la Neuve : EME Éditions, 2018 Jan. - ISBN 9782806636324. - pp. 175-191 (( convegno Systéme de santé et politiques de soins: vers de nouveaux défis? tenutosi a Ancona nel 2017.

Redéfinir le rôle de l’État dans le soins de santé: une analyse comparative de l’Italie et des États-Unis

S. Neri
Co-primo
2018

Abstract

In highly decentralized political systems such as found in Italy and in federal countries as in the United States of America (US), the economic and financial crisis beginning in 2008 gave way to a more assertive role of the central government in various policy areas including health. In the case of the Italian National Health Service (NHS), the central government – under pressure by the European Union and financial markets– intensified earlier efforts to impose cost containment policies, partially re-centralizing the policy-making process and strictly limiting the financial and organizational autonomy of Regions with high deficits. In the case of the Private Health insurance (PHI) system of the US, the economic turmoil of 2008 onwards provided a context in which dramatic federal health reform would unfold with the passing of the Patient Protection and Affordable Care Act (ACA) of 2010. In comparative terms, the Italian and the US cases represent two highly dissimilar systems that responded to problem pressure with similar recourse to the regulatory apparatus of central government, however, to different ends: in Italy, recentralization aimed at better cost containment of regional spending on health care in order to compensate for larger economic deficits; whereas in the US, the assertion of the central government’s role as regulator was aimed at welfare state expansion. Where the two systems converge is in the global economic climate of crisis that took off in 2008, as well as in the intergovernmental setting in which they operate –namely, the highly regionalized political context of health care policy in Italy and the federal system of the US. Following the logic of a Most Different Systems Design (MDSD) (Przeworski and Tuene 1970; Peters 1998), the present comparative study asks, what role do the financial crisis and the analogous intergovernmental context surrounding healthcare policy play in explaining the recentralization observed between two highly divergent system types? In order to answer this question, we will first describe developments in the changing role of the state for each case during the post-2008 period, particularly with a view to earlier evidence of regulatory hybridization in line with Rothgang et al. (2010) and Frisina Doetter et al. (2015). Once described, we seek, in a second step, to explain the emergence of recentralization, focusing on the role of the financial crisis and intergovernmental politics, as these variables interact with system-specific deficits and problem pressure to define the course of regulatory changes. The study uses qualitative methods of process tracing, relying on primary and secondary literature. The chapter is organized as follows: after outlining core theoretical assumptions regarding the changing role of the state in health care, as well as the research design and methods, findings for the Italian and US case studies will be presented separately before being drawn into comparative perspective. The paper concludes by reflecting on the need of revising the concept of hybridization to allow for a greater analytical focus on territorial shifts in power that reflect intergovernmental ties, which is key to understanding developments in healthcare systems within highly decentralized political contexts.
Dans les systèmes politiques fortement décentralisés comme ceux que l'on retrouve en Italie et dans les pays à régime fédéral comme les États-Unis d'Amérique, la crise financière mondiale qui a commencé en 2008 a cédé la place à un rôle plus incisif du gouvernement central dans divers domaines d'action, y compris la santé. Dans le cas du service de santé national italien de type beveridgien (Servizio Sanitario Nazionale, ou SSN), le gouvernement central avait intensifié les efforts précédemment entrepris pour imposer des politiques de maîtrise des coûts en recentralisant partiellement le processus d'élaboration des politiques et en limitant strictement l'autonomie financière et organisationnelle des régions ayant des déficits élevés. Dans le cas du système d'assurance santé privé des États-Unis (Private Health Insurance, ou PHI), la crise économique de 2008 a créé un contexte dans lequel la réforme radicale proposée du système de santé fédéral commencerait avec l'adoption du « Patient Protection and Affordable Care Act » (ACA) de 2010. En termes comparatifs, les contextes italiens et américains représentent deux systèmes hautement différents qui ont su répondre au problème en ayant pareillement recours au mécanisme réglementaire du gouvernement central, à des fins toutefois différentes : en Italie, la recentralisation visait à une meilleure maîtrise des coûts relatifs aux dépenses de santé des régions afin de compenser des déficits économiques plus importants, alors qu'aux Etats-Unis, l'affirmation du rôle de l'État en tant que régulateur était destiné à l'épanouissement d'un État-providence (Cacace, 2010). Les convergences des deux systèmes se retrouvent dans le climat de crise économique mondiale qui s'est emballée en 2008, ainsi que dans le cadre intergouvernemental au sein duquel ils opèrent, à savoir le contexte politique fortement régionalisé en Italie et au sein du système fédéral des États-Unis. Dans la logique de la stratégie du « Système le plus différent » (Most Different Systems Design ou MDSD) (Przeworski et Tuene, 1970), la présente étude comparative s'interroge sur le rôle joue par la crise financière et le contexte intergouvernemental dans l'explication des initiatives de recentralisation observées entre ces deux types de systèmes. Afin de répondre à cette question, nous décrirons tout d'abord l'évolution du rôle changeant de l'État au cours de la période post-2008, notamment en vue de contester les premières preuves de l'hybridation réglementaire, en accord avec les conclusions de Rothgang et al. (2010) et Frisina Doëtter et al. (2015). L'étude visera, dans un second temps, à expliquer l'apparition de la recentralisation, en se focalisant sur le rôle de la crise financière et des politiques intergouvernementales. Le chapitre est organisé comme suit : après avoir rappelé les hypothèses théoriques clés concernant l'évolution du rôle de l’État dans les soins de santé, ainsi que la conception et les méthodes de recherche, les résultats des études de cas italiennes et américaines seront présentés séparément avant d’être intégrées dans une perspective comparative. Notre contribution se terminera par une réflexion sur la nécessité de réviser le concept d'hybridation afin de porter un regard davantage analytique sur ces glissements de pouvoir au niveau territorial qui reflètent les liens intergouvernementaux.
Health care; decentralization; national health service; private health insurance; health policy
Settore SPS/09 - Sociologia dei Processi economici e del Lavoro
Settore SPS/04 - Scienza Politica
gen-2018
Università Politecnica delle Marche - Centro di ricerca sull'integrazione socio-sanitaria;
Université Bourgogne Franche-Comte - Laboratoire Culture, Sport, Santé, Sociétè
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