Nudging is one of the leading trends in legislation worldwide. This paper discusses the theoretical and practical advantages and disadvantages of nudges, focusing on the paradigmatic area of ‘health and environment’ public policy. The starting point of the analysis is a ‘minimal’ definition of nudging as a deliberate intervention, based on behavioral, psychological and empirical research, to change the specific context in which a person decides on his or her actions. As a nudger, the legislator acts on the premise that the individual’s decision-making process will be unsatisfactory with regard to certain predetermined public policy goals or measures. By modifying the specific decision-making context, the intervention aims to influence individual behavior in the direction desired by the nudger. A distinctive feature of nudges is that the desired behavior is not prescribed directly and explicitly: it is stimulated, rather, by indirect means, without any authoritative, coercive or binding regulations. In this connection, the current debate on whether people should be forced (with sanctions) or rather ‘nudged’ to behave in an environmentally conscious manner, as well as the global debate on climate change, environmental pollution, waste of food, resources and energy, etc. may be a good example in order to examine the virtues and problems of nudging. The analysis will show to what extent nudging can be a fruitful tool in the lawmakers’ hands and increase willingness to promote a more participatory approach to legislation. Nowadays, given that large-scale behavioral changes are needed and risks and uncertainties increase, the added value of nudges becomes increasingly important. From a prescriptive or normative viewpoint, the analysis aims to show why and to what extent legislators can use nudges to avoid coercive and ineffective laws and align human behavior with public objectives. In particular, the study will defend the thesis that nudges, despite the criticism they receive from advocates and detractors of liberal paternalism, play an important role in the legislative framework of constitutional systems and can contribute to a better implementation of the ideal of the rule of law. Although nudging is sometimes dismissed as a trivial phenomenon, an adequate and wellplanned combination of nudges and legislation is beneficial. And, most clearly, such a combination is required in exceptional or catastrophic situations in which the very resilience of the legal system may collapse.

Legislación conductual (Nudging) = Behavioral Legislation (Nudging) / S. Zorzetto. - In: REVISTA TELEMÁTICA DE FILOSOFÍA DEL DERECHO. - ISSN 1575-7382. - 27:1(2024), pp. 87-128.

Legislación conductual (Nudging) = Behavioral Legislation (Nudging)

S. Zorzetto
Primo
Writing – Original Draft Preparation
2024

Abstract

Nudging is one of the leading trends in legislation worldwide. This paper discusses the theoretical and practical advantages and disadvantages of nudges, focusing on the paradigmatic area of ‘health and environment’ public policy. The starting point of the analysis is a ‘minimal’ definition of nudging as a deliberate intervention, based on behavioral, psychological and empirical research, to change the specific context in which a person decides on his or her actions. As a nudger, the legislator acts on the premise that the individual’s decision-making process will be unsatisfactory with regard to certain predetermined public policy goals or measures. By modifying the specific decision-making context, the intervention aims to influence individual behavior in the direction desired by the nudger. A distinctive feature of nudges is that the desired behavior is not prescribed directly and explicitly: it is stimulated, rather, by indirect means, without any authoritative, coercive or binding regulations. In this connection, the current debate on whether people should be forced (with sanctions) or rather ‘nudged’ to behave in an environmentally conscious manner, as well as the global debate on climate change, environmental pollution, waste of food, resources and energy, etc. may be a good example in order to examine the virtues and problems of nudging. The analysis will show to what extent nudging can be a fruitful tool in the lawmakers’ hands and increase willingness to promote a more participatory approach to legislation. Nowadays, given that large-scale behavioral changes are needed and risks and uncertainties increase, the added value of nudges becomes increasingly important. From a prescriptive or normative viewpoint, the analysis aims to show why and to what extent legislators can use nudges to avoid coercive and ineffective laws and align human behavior with public objectives. In particular, the study will defend the thesis that nudges, despite the criticism they receive from advocates and detractors of liberal paternalism, play an important role in the legislative framework of constitutional systems and can contribute to a better implementation of the ideal of the rule of law. Although nudging is sometimes dismissed as a trivial phenomenon, an adequate and wellplanned combination of nudges and legislation is beneficial. And, most clearly, such a combination is required in exceptional or catastrophic situations in which the very resilience of the legal system may collapse.
El nudging es una de las corrientes de vanguardia en materia de legislación en todo el mundo. Este estudio presenta las ventajas y desventajas teóricas, así como prácticas, de los nudges, poniendo el foco sobre el área paradigmática de las políticas públicas relacionadas con la salud y el medio ambiente. El punto de partida del análisis es una definición “mínima” del nudging como intervención deliberada, basada en investigaciones conductuales, psicológicas y empíricas, para cambiar el contexto concreto en el que cada persona decide sobre sus acciones. En cuanto nudger, el legislador opera bajo la premisa de que el proceso de toma de decisiones del individuo sería insatisfactorio, con respecto a ciertos objetivos o medidas de política pública previamente adoptados, en ausencia de intervención. Al cambiar el contexto específico de toma de decisiones, la intervención pretende influir en el comportamiento individual en la dirección deseada por el nudger. Una característica diferencial de los nudges es que el comportamiento deseado no está prescrito de manera directa y explícita, sino que se busca de manera indirecta y evitando las regulaciones autoritativas, coercitivas o vinculantes. En el marco de esta idea, el debate actual sobre si se debe obligarse (con sanciones) o, más bien, «empujar» a las personas a comportarse de una manera ambientalmente consciente, así como el debate mundial sobre medidas para reducir el riesgo del cambio climático, la contaminación, el desperdicio de alimentos, recursos y energía, etc. serán tomados aquí como ejemplo y banco de pruebas. El análisis mostrará hasta qué punto el nudging puede aumentar la disposición a —y ser, en manos de legisladores, una herramienta fructífera para— promover un enfoque más participativo sobre la legislación. A medida que se requieren cambios de comportamiento a gran escala y aumentan los riesgos y las incertidumbres, el valor añadido de los nudges es cada vez más importante. Desde una perspectiva prescriptiva, el análisis tiene como objetivo mostrar por qué y en qué medida los legisladores pueden utilizar los nudges para evitar las leyes coercitivas e ineficaces y alinear el comportamiento humano con los objetivos públicos. En particular, el estudio defenderá la tesis de que los nudges, a pesar de las críticas que reciben de los defensores y detractores del paternalismo liberal, desempeñan un papel importante en el marco legislativo de los sistemas constitucionales y pueden contribuir a una mejor aplicación del ideal del Estado de Derecho. Aunque el nudging a veces se descarta como un fenómeno trivial, una combinación apropiada y bien planificada de nudges y legislación resulta beneficiosa. Y esa combinación debería articularse, en especial, para situaciones excepcionales o catastróficas en las que la misma resiliencia del sistema jurídico pueda colapsar.
Nudge; public policy; precautionary measures; rule of law; experimental legislation
Settore IUS/20 - Filosofia del Diritto
2024
http://www.rtfd.es/numero27/04-27.pdf
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Utilizza questo identificativo per citare o creare un link a questo documento: https://hdl.handle.net/2434/1028739
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